Chapter 9 of 19

Of the Ends of Political Society and Government

In the state of nature men are free. Why would they give up any of that freedom? The answer — property is insecure without a common judge, a known law, and the power to enforce it — defines government's purpose and its limits.

Summary

Chapter 9 poses the question that underlies the whole of Locke's political theory: if man in the state of nature is as free as has been said — if he is absolute lord of his own person and possessions, equal to the greatest and subject to nobody — why would he give up any of that freedom and submit to the dominion and control of any other power? The question is not rhetorical; it requires a real answer, and the answer must define what government is for.

Locke's answer identifies three deficiencies of the state of nature that make it, despite its moral order, an uncomfortable long-term condition. First, it lacks an established, settled, known law received and allowed by common consent as the standard of right and wrong. The law of nature is available to reason, but not every person will consult their reason, and those who do may not agree. Second, it lacks a known and indifferent judge with authority to determine all differences according to established law — every person in the state of nature is judge in their own case, which opens the door to passion, self-interest, and partiality. Third, it often lacks the power to back and support just sentences — those who are wronged may not have force enough to enforce a rightful judgment.

These three deficiencies define what government must provide: a known law, an indifferent judge, and the power of execution. Government exists to remedy exactly these deficiencies — and nothing more. It does not exist to make people virtuous, to advance religion, to enrich the ruler, or to achieve any other purpose beyond the protection of the life, liberty, and estates of its members. This is the source of Locke's constitutionalism: government's powers are limited by its purpose. Any power the government claims beyond the protection of property — in Locke's broad sense of the word, encompassing life and liberty as well as material goods — is a power it does not have.

All 19 chapters — click to jump
  1. Chapter 1A short bridge from the First Treatise. Locke summarizes his demolition of Filmer's divine-right theory — Adam gave no kings their...
  2. Chapter 2The foundation: all men are naturally free, equal, and governed by the law of reason. Locke distinguishes the state of nature...
  3. Chapter 3A declaration of intent to take another's life constitutes a state of war. This state is distinct from the state of nature...
  4. Chapter 4Natural liberty means freedom from any superior earthly power. No one can consent to their own enslavement, because life and...
  5. Chapter 5Self-ownership generates ownership of one's labour; labour generates property in whatever it is mixed with. Two limits apply...
  6. Chapter 6Parental authority exists only until reason matures; it is temporary, conditional, aimed at the child's good. It is shared equally...
  7. Chapter 7Political society is defined by the surrender of natural executive power to a common judge. Conjugal society, family, and servant...
  8. Chapter 8Where is the historical evidence of consent? Locke cites historical examples and distinguishes express from tacit consent....
  9. Chapter 9Men give up natural freedom to remedy three deficiencies of the state of nature: no established law, no indifferent judge, no...
  10. Chapter 10The majority may place legislative power in the whole community, a few, or one person — creating democracy, oligarchy, or...
  11. Chapter 11Four constitutional limits on the legislative: only standing laws, no arbitrary decrees; no taxation without consent; no transfer...
  12. Chapter 12Three powers: legislative (makes laws), executive (enforces them constantly), federative (manages foreign relations — war, peace...
  13. Chapter 13The legislative is supreme; the executive is subordinate and accountable. When the executive overreaches or prevents the...
  14. Chapter 14Prerogative is executive power to act for the public good without — and sometimes against — the letter of the law. It is necessary...
  15. Chapter 15Three distinct powers: paternal (natural, temporary, for the child's good), political (by consent, for protection of rights...
  16. Chapter 16Victory in a just war gives power only over those who fought unjustly — not over their families or their property. The conqueror...
  17. Chapter 17Usurpation is the exercise of power to which one has no right — a domestic conquest. Where conquest addresses the seizure of...
  18. Chapter 18Tyranny is using power for private advantage rather than the public good — a mode of governing, not a form of government. It may...
  19. Chapter 19The longest chapter in the treatise. Government may be dissolved by the legislative (arbitrary rule, corrupted elections, foreign...

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