Chapter 10 of 19

Of the Forms of a Commonwealth

Democracy, oligarchy, monarchy — Locke distinguishes the forms of government by where the legislative power is placed. He is indifferent among them, provided the legislative represents the consent of the people.

Summary

Chapter 10 is the treatise's most compressed chapter — two paragraphs that settle terminology and frame the theory of governmental forms. The majority, having formed a society, holds the whole power of the community. They may use that power in three ways: by keeping it in the whole community and legislating by their collective will (a perfect democracy); by delegating it to a small assembly of chosen persons and their heirs (an oligarchy); or by placing it in one person alone (a monarchy). Mixed forms are also possible. Locke lists these possibilities neutrally: any of them may produce a legitimate government, provided it rests on the consent of the people.

Locke also clarifies his terminology. Throughout the treatise, "commonwealth" should be understood not as a democracy or any particular form of government, but as any independent community — what the Latins called civitas. The word "commonwealth," Locke notes, best expresses what he means: a society of men formed under government for the common good, whatever its particular form. This is important because the arguments of chapters 11 through 14 — about the limits of legislative power, the role of the executive, and prerogative — apply to all forms of legitimate government, not just democratic ones.

The neutrality among governmental forms is one of the most significant features of Locke's theory. He is not a democrat in the modern sense; he does not argue that democracy is the only legitimate form. What he argues is that legitimacy depends on consent and on the protection of rights, and that these conditions can in principle be met by any form of government that holds its legislative power accountable to the people who granted it. The shift in focus from form to function — from the structure of government to its purpose and accountability — is one of Locke's most consequential contributions to political thought.

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All 19 chapters — click to jump
  1. Chapter 1A short bridge from the First Treatise. Locke summarizes his demolition of Filmer's divine-right theory — Adam gave no kings their...
  2. Chapter 2The foundation: all men are naturally free, equal, and governed by the law of reason. Locke distinguishes the state of nature...
  3. Chapter 3A declaration of intent to take another's life constitutes a state of war. This state is distinct from the state of nature...
  4. Chapter 4Natural liberty means freedom from any superior earthly power. No one can consent to their own enslavement, because life and...
  5. Chapter 5Self-ownership generates ownership of one's labour; labour generates property in whatever it is mixed with. Two limits apply...
  6. Chapter 6Parental authority exists only until reason matures; it is temporary, conditional, aimed at the child's good. It is shared equally...
  7. Chapter 7Political society is defined by the surrender of natural executive power to a common judge. Conjugal society, family, and servant...
  8. Chapter 8Where is the historical evidence of consent? Locke cites historical examples and distinguishes express from tacit consent....
  9. Chapter 9Men give up natural freedom to remedy three deficiencies of the state of nature: no established law, no indifferent judge, no...
  10. Chapter 10The majority may place legislative power in the whole community, a few, or one person — creating democracy, oligarchy, or...
  11. Chapter 11Four constitutional limits on the legislative: only standing laws, no arbitrary decrees; no taxation without consent; no transfer...
  12. Chapter 12Three powers: legislative (makes laws), executive (enforces them constantly), federative (manages foreign relations — war, peace...
  13. Chapter 13The legislative is supreme; the executive is subordinate and accountable. When the executive overreaches or prevents the...
  14. Chapter 14Prerogative is executive power to act for the public good without — and sometimes against — the letter of the law. It is necessary...
  15. Chapter 15Three distinct powers: paternal (natural, temporary, for the child's good), political (by consent, for protection of rights...
  16. Chapter 16Victory in a just war gives power only over those who fought unjustly — not over their families or their property. The conqueror...
  17. Chapter 17Usurpation is the exercise of power to which one has no right — a domestic conquest. Where conquest addresses the seizure of...
  18. Chapter 18Tyranny is using power for private advantage rather than the public good — a mode of governing, not a form of government. It may...
  19. Chapter 19The longest chapter in the treatise. Government may be dissolved by the legislative (arbitrary rule, corrupted elections, foreign...

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